| A.G. Edwards, Inc. |
AGE |
| Annaly Mortgage Management, Inc. |
NLY |
| Apex Mortgage Capital, Inc. |
AXM |
| BlackRock, Inc. |
BLK |
| Detwiler, Mitchell & Co. |
DMCO |
| Diamond Hill Investment Group, Inc. |
DHIL |
| EMPIRE FIN HOLDING |
EFH |
| Fahnestock Viner Holdings Inc. |
FVH |
| First Albany Companies Inc. |
FACT |
| Fog Cutter Capital Group Inc. |
FCCG |
| Friedman, Billings, Ramsey Group, Inc. |
FBR |
| Gabelli Asset Management Inc. |
GBL |
| Hoenig Group Inc. |
HOEN |
| Interactive Data Corporation |
IDCO |
| Investment Technology Group, Inc. |
ITG |
| JB Oxford Holdings, Inc. |
JBOH |
| Jefferies Group, Inc. |
JEF |
| Kent Financial Services, Inc. |
KENT |
| Kirlin Holding Corp. |
KILN |
| Knight Trading Group, Inc. |
NITE |
| LaBranche & Co Inc. |
LAB |
| Legg Mason, Inc. |
LM |
| M. H. Meyerson & Co., Inc. |
MHMY |
| Maxcor Financial Group Inc. |
MAXF |
| New Valley Corporation |
NVAL |
| Olympic Cascade Financial Corporation |
OLY |
| Partners Trust Financial Group, Inc. |
PRTR |
| Paulson Capital Corp. |
PLCC |
| RAIT Investment Trust |
RAS |
| Raymond James Financial, Inc. |
RJF |
| Siebert Financial Corp. |
SIEB |
| SoundView Technology Group, Inc. |
SNDV |
| Stifel Financial Corp. |
SF |
| SWS Group, Inc. |
SWS |
| Waddell & Reed Financial, Inc. |
WDR |